-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYCcL2wZ+GDeKgbrbleuhwkB1JIcbV2dNYJcCbCvBqKJ81pBLaWBhaJVOYbs/5Hn Ow2ofR4AOwMwFUrI2EFODQ== 0001067621-08-000058.txt : 20081121 0001067621-08-000058.hdr.sgml : 20081121 20081121143436 ACCESSION NUMBER: 0001067621-08-000058 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081121 DATE AS OF CHANGE: 20081121 GROUP MEMBERS: ANDREW DAKOS GROUP MEMBERS: BULLDOG INVESTORS GROUP MEMBERS: PHILLIP GOLDSTEIN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDSTEIN PHILLIP CENTRAL INDEX KEY: 0001067621 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 9147475262 MAIL ADDRESS: STREET 1: 60 HERITAGE DRIVE CITY: PLEASANTVILLE STATE: NY ZIP: 10570 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW GERMANY FUND INC CENTRAL INDEX KEY: 0000858706 IRS NUMBER: 133555471 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49307 FILM NUMBER: 081206927 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 BUSINESS PHONE: 212-454-6778 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 FORMER COMPANY: FORMER CONFORMED NAME: LENOX FUND INC DATE OF NAME CHANGE: 19900115 SC 13D/A 1 thirda.txt DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 11/21/08 1. NAME OF REPORTING PERSON Bulldog Investors, Phillip Goldstein and Andrew Dakos 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________ 7. SOLE VOTING POWER 384,470 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 384,470 _________________________________________________________ 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 384,470 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] 13. PERCENT OF CLASS REPRESENTED BY ROW 11 1.94% 14. TYPE OF REPORTING PERSON IA ________________________________________________________________ Item 5 is amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER As per the DEF 14A filed on May 20, 2008, there were 19,843,758 shares outstanding on May 16, 2008. .. The percentages set forth in item 5 was derived using such number. Bulldog Investors, Phillip Goldstein and Andrew Dakos beneficially own an aggregate of 384,470 shares of GF or 1.94% of the outstanding shares. Power to dispose of and vote securities resides either with Mr. Goldstein, Mr. Dakos or with clients. c) During the past 60 days the following shares of GF were sold : Date: Shares: Price: 9/25/08 3,000 12.06 9/26/08 2,500 11.71 9/29/08 4,000 10.37 9/30/08 3,600 10.63 10/01/08 117,437 10.41 10/01/08 1,863 10.47 10/02/08 2,000 9.97 10/02/08 10,000 9.85 10/03/08 8,000 9.98 10/06/08 25,000 8.56 10/07/08 19,900 8.37 10/08/08 18,000 7.41 10/09/08 14,500 7.42 10/10/08 37,800 6.65 10/13/08 25,000 7.39 10/14/08 11,000 8.22 10/15/08 6,000 7.67 10/16/08 47,700 7.44 10/17/08 44,600 7.54 10/20/08 25,000 7.72 10/21/08 38,700 7.76 10/22/08 7,025 7.15 10/23/08 34,000 6.95 10/24/08 18,100 6.54 10/27/08 22,400 6.31 10/28/08 46,700 6.51 10/29/08 42,000 6.84 10/30/08 20,000 7.18 d) Beneficiaries of managed accounts are entitled to receive any dividends or sales proceeds. e) NA After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 11/21/08 By: /s/ Phillip Goldstein Name: Phillip Goldstein By: /s/ Andrew Dakos Name: Andrew Dakos -----END PRIVACY-ENHANCED MESSAGE-----